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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 64 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1261 HYGH ISHARES U S ETF TR 25,771.0 $2.2M 0.00% +844.0 +3.4% $85.61 +1.1%
1262 DFAT DIMENSIONAL ETF TRUST 35,241.0 $2.2M 0.00% +1K +3.8% $62.45 +6.5%
1263 EAGG ISHARES TR 46,267.0 $2.2M 0.00% +321.0 +0.7% $47.55 -1.0%
1264 FNX FIRST TR EXCHANGE-TRADED ALP 17,053.0 $2.2M 0.00% $128.25 +7.5%
1265 THC TENET HEALTHCARE CORP Healthcare 11,529.0 $2.2M 0.00% -583.0 -4.8% $188.73 -0.7%
1266 BMO BANK MONTREAL MEDIUM Financial Services 16,041.0 $2.2M 0.00% +2K +15.4% $135.35 +18.0%
1267 BLACKROCK TECH AND PRIVATE E 328,586.0 $2.2M 0.00% $6.60
1268 VIKING HOLDINGS LTD 29,449.0 $2.2M 0.00% +27K +910.3% $73.48
1269 SHYG ISHARES TR 51,057.0 $2.2M 0.00% +8K +19.9% $42.31 +0.3%
1270 EMBC EMBECTA CORP Healthcare 244,056.0 $2.2M 0.00% -100K -29.2% $8.84 -62.4%
1271 DSTX ETF SER SOLUTIONS 65,818.0 $2.1M 0.00% -6K -8.0% $32.41 +5.3%
1272 ALNY ALNYLAM PHARMACEUTICALS INC Healthcare 6,437.0 $2.1M 0.00% -2K -20.8% $330.88 -9.2%
1273 MYN BLACKROCK MUNIYIELD N Y QUAL Financial Services 221,258.0 $2.1M 0.00% +201K +1006.3% $9.60 +1.4%
1274 LEN LENNAR CORP Consumer Cyclical 24,441.0 $2.1M 0.00% -2K -7.5% $86.84 +2.3%
1275 PPL PPL CORP Utilities 55,437.0 $2.1M 0.00% +2K +2.9% $38.20 -7.2%
1276 JBGS JBG SMITH PPTYS Real Estate 144,548.0 $2.1M 0.00% $14.61 -1.4%
1277 LUNR INTUITIVE MACHINES INC Industrials 113,613.0 $2.1M 0.00% +50K +77.7% $18.56 +84.5%
1278 MSDL MORGAN STANLEY DIRECT LENDIN Financial Services 151,034.0 $2.1M 0.00% +46K +44.2% $13.96 +8.9%
1279 JPIN J P MORGAN EXCHANGE TRADED F 29,596.0 $2.1M 0.00% $71.24 +4.3%
1280 PLAB PHOTRONICS INC Technology 52,116.0 $2.1M 0.00% +52K +8901.0% $40.41 +23.3%
Page 64 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%