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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 65 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1281 KRC KILROY REALTY CORP Real Estate 74,601.0 $2.1M 0.00% +6K +8.4% $28.21 +21.0%
1282 RODM LATTICE STRATEGIES TR 53,364.0 $2.1M 0.00% -302.0 -0.6% $39.42 +5.4%
1283 HTGC HERCULES CAPITAL INC Financial Services 142,061.0 $2.1M 0.00% +1K +0.8% $14.77 +4.7%
1284 VPC ETFIS SER TR I 138,335.0 $2.1M 0.00% +133K +2398.4% $15.13 +3.1%
1285 EMO CLEARBRIDGE ENERGY MIDSTREAM Financial Services 39,509.0 $2.1M 0.00% -258.0 -0.7% $52.82 -1.7%
1286 VOD VODAFONE GROUP PLC Communication Services 138,819.0 $2.1M 0.00% -255K -64.8% $15.02 +1.5%
1287 WY WEYERHAEUSER CO Real Estate 85,238.0 $2.1M 0.00% +8K +10.0% $24.43 -4.9%
1288 TPZ TORTOISE CAPITAL SERIES TRUS 94,705.0 $2.1M 0.00% -6K -6.2% $21.88 +2.3%
1289 ARTY ISHARES TR 44,496.0 $2.1M 0.00% +3K +8.2% $46.53 +46.4%
1290 HDB HDFC BANK LTD Financial Services 82,882.0 $2.1M 0.00% +39K +87.9% $24.88 -1.0%
1291 CGNX COGNEX CORP Technology 41,766.0 $2.0M 0.00% +17K +71.6% $48.99 +31.2%
1292 IYM ISHARES TR 11,594.0 $2.0M 0.00% $175.92 +2.5%
1293 DFH DREAM FINDERS HOMES INC Consumer Cyclical 146,446.0 $2.0M 0.00% +18K +13.6% $13.92 +5.1%
1294 HIX WESTERN ASSET HIGH INCOM FD Financial Services 512,145.0 $2.0M 0.00% +325K +173.6% $3.98 -0.5%
1295 BDVL BLACKROCK ETF TRUST 82,295.0 $2.0M 0.00% NEW $24.65 +5.8%
1296 EXPAND ENERGY CORPORATION 18,460.0 $2.0M 0.00% +1K +5.9% $109.78
1297 SPYI NEOS ETF TRUST 40,996.0 $2.0M 0.00% -4K -9.0% $49.37 +7.9%
1298 QBTS D-WAVE QUANTUM INC Technology 140,140.0 $2.0M 0.00% -16K -10.3% $14.43 +33.7%
1299 KNX KNIGHT-SWIFT TRANSN HLDGS IN Industrials 34,996.0 $2.0M 0.00% +608.0 +1.8% $57.58 +22.0%
1300 BBAX J P MORGAN EXCHANGE TRADED F 33,881.0 $2.0M 0.00% -5K -13.4% $59.46 +4.0%
Page 65 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%