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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 7 of 8  ·  153 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 VYNE THERAPEUTICS ORD 35,000.0 $20K 0.01% +10K +40.0% $0.57
122 TIC TIC SOLUTIONS ORD Industrials 2,840.0 $18K 0.01% +40.0 +1.4% $6.34 +35.1%
123 FEDERAL NATNL MORT SRS P NON CUM PRF (PNK) 2,000.0 $18K 0.01% +300.0 +17.6% $9.00
124 SEQUANS COMMUNICATIO ADR REP 100 ORD 6,800.0 $17K 0.01% +240.0 +3.7% $2.50
125 RNST RENASANT ORD Financial Services 422.0 $15K 0.01% +222.0 +111.0% $35.55 +11.7%
126 ARKK PUT ARK INNOVATION ETF 220.0 $14K 0.01% +10.0 +4.8% $63.64 +16.6%
127 ENVX CALL ENOVIX ORD Industrials 2,362.0 $12K 0.01% +391.0 +19.8% $5.08 +10.3%
128 XRPN ARMADA ACQUISITION II CL A ORD Financial Services 990.0 $10K 0.00% +192.0 +24.1% $10.10 +3.2%
129 SGML CALL SIGMA LITHIUM ORD Basic Materials 805.0 $9K 0.00% +144.0 +21.8% $11.18 +34.8%
130 MSM MSC INDUSTRIAL CL A ORD Industrials 96.0 $8K 0.00% +20.0 +26.3% $83.33 +24.4%
131 NNN NNN REIT ORD Real Estate 147.0 $6K 0.00% +112.0 +320.0% $40.82 +9.8%
132 UBER CALL UBER TECHNOLOGIES INC Technology 70.0 $5K 0.00% +14.0 +25.0% $71.43 +3.8%
133 CENTA CENTRAL GARDEN AND PET CL A ORD Consumer Defensive 143.0 $4K 0.00% +83.0 +138.3% $27.97 +22.7%
134 AMERICAN DRIVE ACQUISITION UNT 420.0 $4K 0.00% +200.0 +90.9% $9.52
135 SILICON VALLEY ACQUISITION UNT 400.0 $4K 0.00% +300.0 +300.0% $10.00
136 ORBS EIGHTCO HOLDINGS ORD Technology 4,140.0 $3K 0.00% +4K +10000.0% $0.72 +2.6%
137 TLRY CALL TILRAY BRANDS ORD Healthcare 570.0 $3K 0.00% +20.0 +3.6% $5.26 -1.2%
138 WBD PUT WARNER BROS. DISCOVERY SRS A ORD Communication Services 145.0 $3K 0.00% +65.0 +81.2% $20.69 +31.3%
139 SCD LMP CAPITAL & INCM CF Financial Services 200.0 $2K 0.00% +100.0 +100.0% $10.00 +51.6%
140 MAGN MAGNERA ORD Industrials 275.0 $2K 0.00% +10.0 +3.8% $7.27 +41.2%
Page 7 of 8  ·  153 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%