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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 12 of 17  ·  326 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 JGH NUVEEN GLOBAL HIGH INCOME CF Financial Services 500.0 $6K 0.00% NEW $12.00 +2.6%
222 NDMO NUVEEN DYNAMIC MUNICI OPPORT CF Financial Services 600.0 $6K 0.00% NEW $10.00 +0.8%
223 NPCT NUVEEN CORE PLUS IMPACT CF Financial Services 600.0 $6K 0.00% NEW $10.00 -1.2%
224 SYBT STOCK YARDS BANCORP ORD Financial Services 100.0 $6K 0.00% NEW $60.00 +17.7%
225 NUVEEN NEW JERSEY QLTY MNCPL INCM CF 500.0 $6K 0.00% NEW $12.00
226 ATLAS CRITICAL MINERALS ORD 1,255.0 $6K 0.00% NEW $4.78
227 CRD-B CRAWFORD CL A ORD 572.0 $5K 0.00% NEW $8.74 +8.5%
228 CIFU T REX 2X LONG CIFR DAILY TARGET ETF 500.0 $5K 0.00% NEW $10.00 +122.6%
229 QQQ CALL INVSC QQQ TRUST SRS 1 ETF Financial Services 10.0 $5K 0.00% NEW $500.00 +40.3%
230 NEE CALL NEXTERA ENERGY ORD (NYS) Utilities 60.0 $5K 0.00% NEW $83.33 +12.0%
231 NAN NUVEEN NEW YORK QLTY MNCPL INCM CF Financial Services 500.0 $5K 0.00% NEW $10.00 +12.6%
232 UNG CALL UNITED STATES NATURAL GAS ETV Financial Services 500.0 $5K 0.00% NEW $10.00 +15.4%
233 ALIS CALISA ACQUISITION ORD Financial Services 500.0 $5K 0.00% NEW $10.00 +0.8%
234 PUT SANDISK ORD 9.0 $5K 0.00% NEW $555.56
235 UAVS AGEAGLE AERIAL SYS ORD Technology 5,000.0 $4K 0.00% NEW $0.80 +18.7%
236 NCA NUVEEN CALIFORNIA MUNICIPAL VALUE CF Financial Services 500.0 $4K 0.00% NEW $8.00 +17.0%
237 TTE PUT TOTALENERGIES ORD Energy 50.0 $4K 0.00% NEW $80.00 +16.8%
238 ERH ALLSPRING UTILITIES AND HGH INCM CF Financial Services 400.0 $4K 0.00% NEW $10.00 +16.3%
239 EPI WISDOMTREE INDIA EARNINGS ETF 103.0 $4K 0.00% NEW $38.83 +6.6%
240 PETROLEO BRASILEIRO ADR REPSTG 2 PRF 240.0 $4K 0.00% NEW $16.67
Page 12 of 17  ·  326 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%