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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 14 of 17  ·  326 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 UNH CALL UNITEDHEALTH GRP ORD Healthcare 9.0 $2K 0.00% NEW $222.22 +75.2%
262 ALK PUT ALASKA AIR GROUP ORD Industrials 30.0 $1K NEW $33.33 +8.6%
263 RNA PUT AVIDITY BIOSCIENCES ORD (NMS) Healthcare 78.0 $1K NEW $12.82 +1.8%
264 CF PUT CF INDUSTRIES HOLDINGS ORD Basic Materials 9.0 $1K NEW $111.11 +15.1%
265 TACK FAIRLEAD TACTICAL SECTOR ETF 50.0 $1K NEW $20.00 +55.1%
266 CLBK COLUMBIA FINANCIAL ORD Financial Services 93.0 $1K NEW $10.75 +82.4%
267 GNRC GENERAC HOLDINGS ORD Industrials 10.0 $1K NEW $100.00 +144.0%
268 HWBK HAWTHORN BANCSHARES ORD Financial Services 30.0 $1K NEW $33.33 +6.8%
269 HTGC PUT HERCULES CAPITAL ORD (NYS) Financial Services 100.0 $1K NEW $10.00 +53.1%
270 IBB CALL ISHARES BIOTECHNOLOGY ETF (NMS) 10.0 $1K NEW $100.00 +64.2%
271 LE PUT LANDS END ORD Consumer Cyclical 125.0 $1K NEW $8.00 +29.1%
272 BLES INSPIRE GLOBAL HOPE ETF 30.0 $1K NEW $33.33 +40.1%
273 NMT NUVEEN MASACHUSET QLTY MNCPL INCM CF Financial Services 100.0 $1K NEW $10.00 +28.5%
274 NAZ NUVEEN ARIZONA QLTY MNCPL INCM CF Financial Services 100.0 $1K NEW $10.00 +26.4%
275 NUW NUVEEN AMT FREE MUNICIPAL CF Financial Services 100.0 $1K NEW $10.00 +38.6%
276 OPTT OCEAN POWER TECHNOLOGIES ORD Industrials 3,815.0 $1K NEW $0.26 +22.7%
277 OCUL OCULAR THERAPEUTIX ORD Healthcare 170.0 $1K NEW $5.88 +35.8%
278 PYPL CALL PAYPAL HOLDINGS ORD Financial Services 40.0 $1K NEW $25.00 +75.3%
279 MANU MANCHESTER UNITED CL A ORD Communication Services 100.0 $1K NEW $10.00 +97.6%
280 IREN CALL IREN ORD Financial Services 40.0 $1K NEW $25.00 +91.0%
Page 14 of 17  ·  326 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%