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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 15 of 17  ·  326 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 AFRICAN AGRICULTURE HOLDINGS ORD 126,820.0 $1K NEW $0.01
282 CALL ONESTREAM CL A ORD (NMS) 50.0 $1K NEW $20.00
283 ROMAN DBDR ACQUISITION ORD 100.0 $1K NEW $10.00
284 TLGY ACQUISITION CL A ORD 100.0 $1K NEW $10.00
285 APOS CALL APOLLO GLOBAL MANAGEMENT ORD (NYS) Financial Services 6.0 NEW
286 RNA CALL AVIDITY BIOSCIENCES ORD (NMS) Healthcare 74.0 NEW
287 STEW SRH TOTAL RETURN CF Financial Services 20.0 NEW
288 CLDX CALL CELLDEX THERAPEUTICS ORD Healthcare 16.0 NEW
289 CIFR CALL CIPHER DIGITAL ORD Financial Services 20.0 NEW
290 CIG CALL COMPANHIA ENERG ADR REPG ONE PRF Utilities 55.0 NEW
291 CMPS CALL COMPASS PATHWAYS ADR Healthcare 52.0 NEW
292 FIVN CALL FIVE9 ORD Technology 10.0 NEW
293 DNA CALL GINKGO BIOWORKS HOLD CL A ORD Healthcare 150.0 NEW
294 LEVI CALL LEVI STRAUSS CL A ORD (NYS) Consumer Cyclical 10.0 NEW
295 MASI PUT MASIMO ORD (NMS) Healthcare 1.0 NEW
296 NG CALL NOVAGOLD RESOURCES ORD (ASE) Basic Materials 100.0 NEW
297 NVS PUT NOVARTIS ADR REPSG 1 ORD Healthcare 4.0 NEW
298 NIM NUVEEN SELECT MATURITY MUNICIPAL CF Financial Services 100.0 NEW
299 NMS NUVEEN MNESOTA QLTY MNCPL INCM CF Financial Services 50.0 NEW
300 JLS NUVEEN MORTGAGE AND INCOME CF Financial Services 50.0 NEW
Page 15 of 17  ·  326 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%