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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $354M AUM 992 positions Filed Jan 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 991 New
Page 37 of 50  ·  991 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
721 AES THE AES CORPORATION Utilities 400.0 $5K 0.00% NEW $12.50 +17.2%
722 ADBE CALL ADOBE ORD Technology 15.0 $5K 0.00% NEW $333.33 -24.9%
723 AMKR AMKOR TECHNOLOGY ORD Technology 137.0 $5K 0.00% NEW $36.50 +86.1%
724 BAX BAXTER INTERNATIONAL ORD Healthcare 300.0 $5K 0.00% NEW $16.67 +10.4%
725 CDZI CADIZ ORD Utilities 1,000.0 $5K 0.00% NEW $5.00 -16.7%
726 CMCSA COMCAST CL A ORD Communication Services 200.0 $5K 0.00% NEW $25.00 +0.5%
727 CTBI COMMUNITY TRUST BANCORP ORD Financial Services 100.0 $5K 0.00% NEW $50.00 +32.0%
728 EVH CALL EVOLENT HEALTH CL A ORD Healthcare 1,256.0 $5K 0.00% NEW $3.98 -3.3%
729 FFIN FIRST FINANCIAL BANKSHARES ORD Financial Services 200.0 $5K 0.00% NEW $25.00 +28.0%
730 GAME GAMESQUARE HOLDINGS INC Technology 15,000.0 $5K 0.00% NEW $0.33 +10.6%
731 EAF CALL GRAFTECH INTERNATIONAL ORD (NYS) Industrials 344.0 $5K 0.00% NEW $14.53 -40.2%
732 HAIN HAIN CELESTIAL GROUP ORD Consumer Defensive 5,000.0 $5K 0.00% NEW $1.00 -25.2%
733 MUX CALL MCEWEN ORD Basic Materials 275.0 $5K 0.00% NEW $18.18 +19.2%
734 OXY OCCIDENTAL PETROLEUM ORD Energy 140.0 $5K 0.00% NEW $35.71 +66.4%
735 OGI ORGANIGRAM GLOBAL ORD Healthcare 3,150.0 $5K 0.00% NEW $1.59 -31.3%
736 RUSHA RUSH ENTERPRISES CL A ORD Consumer Cyclical 95.0 $5K 0.00% NEW $52.63 +32.9%
737 STWD STARWOOD PROPERTY REIT Real Estate 300.0 $5K 0.00% NEW $16.67 +2.2%
738 TSN TYSON FOODS CL A ORD Consumer Defensive 100.0 $5K 0.00% NEW $50.00 +32.8%
739 UMBF UMB FINANCIAL ORD Financial Services 50.0 $5K 0.00% NEW $100.00 +30.0%
740 UAA UNDER ARMOUR CL A ORD Consumer Cyclical 1,130.0 $5K 0.00% NEW $4.42 +14.7%
Page 37 of 50  ·  991 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 24.0%
Financial Services 23.3%
Healthcare 14.0%
Industrials 10.0%
Consumer Cyclical 7.5%
Consumer Defensive 6.2%
Basic Materials 5.1%
Communication Services 4.7%
Energy 2.7%
Real Estate 1.8%