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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $354M AUM 992 positions Filed Jan 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 991 New
Page 47 of 50  ·  991 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
921 MOB MOBILICOM ORD Technology 140.0 NEW
922 MYGN CALL MYRIAD GENETICS ORD (NMS) Healthcare 14.0 NEW
923 NEWT PUT NEWTEKONE ORD Financial Services 46.0 NEW
924 NXDR NEXTDOOR HOLDINGS CL A ORD Communication Services 300.0 NEW
925 MASS 908 DEVICES ORD Healthcare 50.0 NEW
926 NWFL NORWOOD FINANCIAL ORD Financial Services 1.0 NEW
927 NVAX CALL NOVAVAX ORD (NMS) Healthcare 137.0 NEW
928 NVX CALL NOVONIX ADS (NMS) Industrials 240.0 NEW
929 OPEN OPENDOOR TECHNOLOGIES ORD Real Estate 10.0 NEW
930 PSQH PUT PSQ HOLDINGS CL A ORD (NYS) Technology 5.0 NEW
931 PSX PHILLIPS 66 ORD Energy 5.0 NEW
932 PLUG PLUG POWER ORD Industrials 300.0 NEW
933 PUMP PROPETRO HOLDING ORD Energy 1.0 NEW
934 QS CALL QUANTUMSCAPE CL A ORD (NYS) Consumer Cyclical 50.0 NEW
935 RFL RAFAEL HOLDINGS CL B ORD Real Estate 110.0 NEW
936 METCB RAMACO RESOURCES CL B ORD Energy 3.0 NEW
937 RXRX CALL RECURSION PHARMACEUTICALS CL A ORD Healthcare 138.0 NEW
938 RBBN CALL RIBBON COMMUNICATIONS ORD (NMS) Communication Services 69.0 NEW
939 SES SES AI CL A ORD Consumer Cyclical 100.0 NEW
940 SPY CALL SPDR S&P 500 ETF Financial Services 1.0 NEW
Page 47 of 50  ·  991 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 24.0%
Financial Services 23.3%
Healthcare 14.0%
Industrials 10.0%
Consumer Cyclical 7.5%
Consumer Defensive 6.2%
Basic Materials 5.1%
Communication Services 4.7%
Energy 2.7%
Real Estate 1.8%