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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 23 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
441 GALAXY GAMING ORD 15,000.0 $27K 0.01% $1.80
442 AVIR ATEA PHARMACEUTICALS ORD Healthcare 5,000.0 $26K 0.01% $5.20 -19.4%
443 EA CALL ELECTRONIC ARTS ORD Communication Services 129.0 $26K 0.01% -544.0 -80.8% $201.55 +0.1%
444 CLSK CLEANSPARK ORD Technology 3,000.0 $25K 0.01% -635.0 -17.5% $8.33 +76.3%
445 UNF UNIFIRST ORD Industrials 100.0 $25K 0.01% $250.00 +5.7%
446 GRND GRINDR ORD Technology 2,000.0 $24K 0.01% -9K -81.8% $12.00 +14.2%
447 LEN LENNAR CL A ORD Consumer Cyclical 286.0 $24K 0.01% +246.0 +615.0% $83.92 -1.1%
448 MASI CALL MASIMO ORD (NMS) Healthcare 135.0 $24K 0.01% NEW $177.78 +0.6%
449 CXM SPRINKLR CL A ORD Technology 4,000.0 $24K 0.01% $6.00 -12.0%
450 TACO BERTO ACQUISITION ORD Financial Services 2,400.0 $24K 0.01% -200.0 -7.7% $10.00 +4.1%
451 CPRI CAPRI HOLDINGS ORD Consumer Cyclical 1,370.0 $24K 0.01% +10.0 +0.7% $17.52 -2.4%
452 SUTRO BIOPHARMA ORD 1,000.0 $24K 0.01% $24.00
453 ASTL CALL ALGOMA STEEL GROUP ORD Basic Materials 5,607.0 $23K 0.01% +2K +67.4% $4.10 +20.2%
454 NAC NUVEEN CLIFORNIA QULTY MNCPL INCM CF Financial Services 2,000.0 $23K 0.01% NEW $11.50 +2.3%
455 TASK TASKUS CL A ORD Technology 3,500.0 $23K 0.01% $6.57 -12.5%
456 AAP ADVANCE AUTO PARTS ORD Consumer Cyclical 420.0 $22K 0.01% -50.0 -10.6% $52.38 -2.2%
457 CC CHEMOURS ORD Basic Materials 1,000.0 $22K 0.01% $22.00 +1.2%
458 JPC NUVEEN PREFERRED AND INCM OPP CF Financial Services 3,000.0 $22K 0.01% NEW $7.33 +6.2%
459 PATH UIPATH CL A ORD Technology 2,000.0 $22K 0.01% NEW $11.00 -4.1%
460 QURE UNIQURE ORD Healthcare 1,371.0 $22K 0.01% -709.0 -34.1% $16.05 +53.9%
Page 23 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%