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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 30 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
581 WULF TERAWULF ORD Financial Services 517.0 $7K 0.00% -13K -96.1% $13.54 +59.8%
582 BBCQ BLEICHROEDER ACQUISITN II CL A ORD Financial Services 700.0 $7K 0.00% NEW $10.00 +6.0%
583 ARBE ARBE ROBOTICS ORD Technology 13,000.0 $7K 0.00% $0.54 +121.0%
584 BRIACELL THERAPEUTICS CORP 7,500.0 $7K 0.00% NEW $0.93
585 NUVEEN PNSYLVANIA QLTY MNCPL INCM CF 600.0 $7K 0.00% NEW $11.67
586 CTBI COMMUNITY TRUST BANCORP ORD Financial Services 100.0 $6K 0.00% $60.00 +11.7%
587 EQR EQUITY RESIDENTIAL REIT ORD Real Estate 110.0 $6K 0.00% -970.0 -89.8% $54.55 +20.6%
588 HTFL HEARTFLOW ORD Healthcare 260.0 $6K 0.00% -30.0 -10.3% $23.08 +26.5%
589 IMO IMPERIAL OIL ORD Energy 50.0 $6K 0.00% $120.00 +11.6%
590 NNN NNN REIT ORD Real Estate 147.0 $6K 0.00% +112.0 +320.0% $40.82 +10.2%
591 JGH NUVEEN GLOBAL HIGH INCOME CF Financial Services 500.0 $6K 0.00% NEW $12.00 +4.7%
592 NDMO NUVEEN DYNAMIC MUNICI OPPORT CF Financial Services 600.0 $6K 0.00% NEW $10.00 +1.3%
593 NPCT NUVEEN CORE PLUS IMPACT CF Financial Services 600.0 $6K 0.00% NEW $10.00 -0.6%
594 SYBT STOCK YARDS BANCORP ORD Financial Services 100.0 $6K 0.00% NEW $60.00 +18.4%
595 NUVEEN NEW JERSEY QLTY MNCPL INCM CF 500.0 $6K 0.00% NEW $12.00
596 BLUE ACQUISITION RTS 20,000.0 $6K 0.00% $0.30
597 ATLAS CRITICAL MINERALS ORD 1,255.0 $6K 0.00% NEW $4.78
598 BAX BAXTER INTERNATIONAL ORD Healthcare 300.0 $5K 0.00% $16.67 +14.2%
599 CRD-B CRAWFORD CL A ORD 572.0 $5K 0.00% NEW $8.74 +18.2%
600 CIFU T REX 2X LONG CIFR DAILY TARGET ETF 500.0 $5K 0.00% NEW $10.00 +186.5%
Page 30 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%