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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 7 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 ANNALY CAPITAL MANAGEMENT REIT ORD 20,000.0 $423K 0.18% +2K +13.6% $21.15
122 AVGO BROADCOM ORD Technology 1,368.0 $423K 0.18% -4K -74.7% $309.21 +32.9%
123 Q QNITY ELECTRONICS ORD Technology 3,620.0 $417K 0.18% +1K +58.8% $115.19 +26.1%
124 EA ELECTRONIC ARTS ORD Communication Services 2,050.0 $417K 0.18% NEW $203.41 -0.8%
125 GTLS CHART INDUSTRIES ORD Industrials 2,010.0 $415K 0.18% +1K +99.0% $206.47 +0.3%
126 FICO FAIR ISAAC ORD Technology 384.0 $409K 0.18% +342.0 +814.3% $1065.10 +11.4%
127 CEPV CANTOR EQUITY PARTNERS V CL A ORD Financial Services 40,275.0 $406K 0.18% $10.08 +1.9%
128 WFC WELLS FARGO ORD Financial Services 5,100.0 $406K 0.18% NEW $79.61 -6.4%
129 IMSR TERRESTRIAL ENERGY ORD Energy 66,160.0 $397K 0.17% -24K -26.5% $6.00 +3.5%
130 MFG MIZUHO FINANCIAL GROUP 5 ADR REP ORD Financial Services 50,000.0 $397K 0.17% NEW $7.94 +9.4%
131 EVOX EVOLUTION GLOBAL ACQUIS CL A ORD Financial Services 39,115.0 $389K 0.17% NEW $9.95 +0.7%
132 MHLA MAIDEN HOLDINGS LTD Financial Services 36,666.0 $389K 0.17% +9K +34.1% $10.61 +19.7%
133 ASTS AST SPACEMOBILE CL A ORD Technology 4,690.0 $388K 0.17% -7K -61.1% $82.73 +6.5%
134 TGT TARGET ORD Consumer Defensive 3,200.0 $387K 0.17% NEW $120.94 +5.2%
135 BIDU BAIDU ADS REP 8 CL A ORD Communication Services 3,477.0 $387K 0.17% -6K -63.6% $111.30 +23.7%
136 NWSA NEWS CL A ORD Communication Services 15,510.0 $386K 0.17% +510.0 +3.4% $24.89 +5.4%
137 ASPI ASP ISOTOPES ORD Basic Materials 86,600.0 $382K 0.17% +2K +1.8% $4.41 +9.7%
138 GXO GXO LOGISTICS ORD Industrials 7,260.0 $376K 0.16% -2K -21.9% $51.79 -12.1%
139 NN NEXTNAV ORD Communication Services 23,391.0 $374K 0.16% +10K +70.1% $15.99 +42.7%
140 MSOS ADVISORSHARES PURE US CANNABIS ETF 104,362.0 $370K 0.16% -104K -49.9% $3.55 +24.1%
Page 7 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%