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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $576M AUM 451 positions Filed Jul 2, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 29 New 92 Added 73 Reduced 25 Exited
Page 1 of 5  ·  92 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 SPYG STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF 409,311.0 $48.5M 8.41% +103K +33.8% $118.44 +1.5%
2 IJK ISHARES S&P MID-CAP 400 GROWTH ETF 230,502.0 $26.8M 4.64% +216K +1525.7% $116.07 -0.5%
3 MSFT MICROSOFT CORP COM Technology 53,589.0 $20.6M 3.57% +4K +7.1% $384.28 +25.8%
4 PYLD PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND 681,232.0 $17.9M 3.11% +669K +5449.3% $26.34 -0.7%
5 DIA STATE STREET SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST Financial Services 21,352.0 $11.2M 1.94% +4K +25.6% $522.40 +1.9%
6 GOOG ALPHABET INC CAP STK CL C 25,357.0 $9.1M 1.57% +19K +298.6% $357.90
7 FNDE SCHWAB FUNDAMENTAL EMERGING MARKETS EQUITY ETF 209,032.0 $8.2M 1.43% +209K +10000.0% $39.40 +6.3%
8 AVGO BROADCOM INC COM Technology 7,102.0 $2.6M 0.46% +225.0 +3.3% $369.32 -0.2%
9 JPM JPMORGAN CHASE & CO COM Financial Services 7,459.0 $2.5M 0.43% +40.0 +0.5% $334.08 +5.2%
10 CAT CATERPILLAR INC COM Industrials 1,893.0 $1.9M 0.33% +79.0 +4.4% $991.29 -16.5%
11 V VISA INC COM CL A Financial Services 4,697.0 $1.6M 0.29% +26.0 +0.6% $351.05 +5.7%
12 LMT LOCKHEED MARTIN CORP COM Industrials 2,573.0 $1.3M 0.23% +17.0 +0.7% $521.91 +8.0%
13 NOBL PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF 13,380.0 $758K 0.13% +6K +90.5% $56.63 +3.7%
14 CVX CHEVRON CORPORATION COM Energy 4,545.0 $753K 0.13% +46.0 +1.0% $165.69 +23.9%
15 GE GE AEROSPACE COM NEW Industrials 1,977.0 $741K 0.13% +180.0 +10.0% $374.92 -7.1%
16 BX BLACKSTONE INC COM Financial Services 5,673.0 $678K 0.12% +52.0 +0.9% $119.55 +19.9%
17 XOM EXXON MOBIL CORP COM Energy 4,763.0 $649K 0.11% +31.0 +0.7% $136.29 +21.1%
18 CSCO CISCO SYS INC COM Technology 4,899.0 $573K 0.10% +35.0 +0.7% $117.00 -5.1%
19 MCD MCDONALDS CORP COM Consumer Cyclical 2,032.0 $548K 0.10% +14.0 +0.7% $269.49 +0.5%
20 DRI DARDEN RESTAURANTS INC COM Consumer Cyclical 2,604.0 $526K 0.09% +20.0 +0.8% $201.92 +9.7%
Page 1 of 5  ·  92 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 47.1%
Technology 30.5%
Consumer Cyclical 8.7%
Consumer Defensive 5.5%
Industrials 3.4%
Communication Services 1.3%
Energy 1.3%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.1%