Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970

13F Portfolio $512.8B AUM 452 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 43 New 108 Added 48 Reduced 14 Exited

Page 3 of 6 · 108 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
41	LHX	L3HARRIS TECHNOLOGIES INC COM	Industrials	171.0	$61K	0.01%	+1.0	+0.6%	$357.10	-15.0%
42	ZION	ZIONS BANCORPORATION NATL ASSN COM	Financial Services	982.0	$60K	0.01%	+57.0	+6.2%	$61.51	-3.1%
43	ET	ENERGY TRANSFER L P COM UT LTD PTN	Energy	3,142.0	$59K	0.01%	+17.0	+0.5%	$18.85	+6.9%
44	UAL	UNITED AIRLS HLDGS INC COM	Industrials	590.0	$56K	0.01%	+160.0	+37.2%	$95.20	-2.5%
45	HTGC	HERCULES CAPITAL INC COM	Financial Services	3,610.0	$55K	0.01%	+95.0	+2.7%	$15.28	+1.6%
46	VEA	VANGUARD FTSE DEVELOPED MARKETS ETF	—	793.0	$54K	0.01%	+18.0	+2.3%	$68.22	+1.9%
47	LUV	SOUTHWEST AIRLS CO COM	Industrials	1,309.0	$52K	0.01%	+12.0	+0.9%	$39.45	-2.4%
48	VTI	VANGUARD TOTAL STOCK MARKET ETF	—	152.0	$51K	0.01%	+55.0	+56.7%	$337.68	+7.3%
49	VOO	VANGUARD S&P 500 ETF	—	78.0	$49K	0.01%	+21.0	+36.8%	$630.14	+7.8%
50	ZTS	ZOETIS INC CL A	Healthcare	391.0	$47K	0.01%	+2.0	+0.5%	$119.97	-38.1%
51	KEY	KEYCORP COM	Financial Services	2,058.0	$45K	0.01%	+22.0	+1.1%	$21.72	-3.1%
52	SCHF	SCHWAB INTERNATIONAL EQUITY ETF	—	1,620.0	$43K	0.01%	+280.0	+20.9%	$26.33	+2.1%
53	VB	VANGUARD SMALL-CAP ETF	—	150.0	$41K	0.01%	+5.0	+3.5%	$276.27	+1.9%
54	PECO	PHILLIPS EDISON & CO INC COMMON STOCK	Real Estate	1,001.0	$38K	0.01%	+8.0	+0.8%	$38.24	+2.8%
55	VWO	VANGUARD FTSE EMERGING MARKETS ETF	—	617.0	$35K	0.01%	+400.0	+184.3%	$57.21	+2.2%
56	SBUX	STARBUCKS CORP COM	Consumer Cyclical	328.0	$32K	0.01%	+230.0	+234.7%	$97.61	+9.4%
57	ADP	AUTOMATIC DATA PROCESSING INC COM	Industrials	154.0	$30K	0.01%	+1.0	+0.7%	$195.98	+13.8%
58	VZ	VERIZON COMMUNICATIONS INC COM	Communication Services	603.0	$27K	0.01%	+158.0	+35.5%	$45.43	+2.1%
59	AB	ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN	Financial Services	706.0	$27K	0.01%	+16.0	+2.3%	$38.65	-0.6%
60	BP	BP PLC SPONSORED ADR	Energy	560.0	$26K	0.01%	+3.0	+0.5%	$46.42	-1.6%

Page 3 of 6 · 108 positions

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Financial Services 44.4%

Technology 30.4%

Consumer Cyclical 9.2%

Consumer Defensive 6.6%

Industrials 3.3%

Communication Services 2.4%

Energy 1.4%

Healthcare 1.2%

Utilities 0.9%

Basic Materials 0.2%