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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $576M AUM 451 positions Filed Jul 2, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 29 New 92 Added 73 Reduced 25 Exited
Page 1 of 2  ·  29 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 PJFV PGIM JENNISON FOCUSED VALUE ETF 258,669.0 $25.3M 4.40% NEW $97.98 +2.6%
2 EMXC ISHARES MSCI EMERGING MARKETS EX CHINA ETF 139,690.0 $13.8M 2.39% NEW $98.53 -0.7%
3 NLR VANECK URANIUM AND NUCLEAR ETF 67,229.0 $7.7M 1.34% NEW $114.87 +4.4%
4 MILLROSE PPTYS INC COM CL A 3,848.0 $114K 0.02% NEW $29.66
5 ENERGY TRANSFER L P 9.250 FXD PFD I 8,245.0 $94K 0.02% NEW $11.42
6 EL LAUDER ESTEE COS INC CL A Consumer Defensive 365.0 $30K 0.01% NEW $82.47 +23.6%
7 SNDK SANDISK CORP COM Technology 6.0 $12K 0.00% NEW $2032.17 -21.5%
8 CARNIVAL CORP LTD COMMON SHARES 302.0 $9K 0.00% NEW $28.48
9 FS SPECIALTY LENDING FD COM SH BEN INT 657.0 $7K 0.00% NEW $11.21
10 ADI ANALOG DEVICES INC COM Technology 6.0 $2K NEW $390.00 -4.3%
11 CWEN CLEARWAY ENERGY INC CL C Utilities 33.0 $1K NEW $33.15 -1.8%
12 GD GENERAL DYNAMICS CORP COM Industrials 3.0 $1K NEW $363.00 +5.9%
13 ITW ILLINOIS TOOL WKS INC COM Industrials 4.0 $1K NEW $269.00 +4.9%
14 AMLP ALERIAN MLP ETF 19.0 $981.0 NEW $51.63 +6.0%
15 CMS CMS ENERGY CORP COM Utilities 8.0 $607.0 NEW $75.88 -10.0%
16 WEC WEC ENERGY GROUP INC COM Utilities 5.0 $586.0 NEW $117.20 -9.5%
17 SPGI S&P GLOBAL INC COM Financial Services 1.0 $416.0 NEW $416.00 +3.7%
18 FDS FACTSET RESH SYS INC COM Financial Services 1.0 $247.0 NEW $247.00 +21.4%
19 PPG PPG INDS INC COM Basic Materials 2.0 $245.0 NEW $122.50 -7.2%
20 EMB ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF $48.0 NEW
Page 1 of 2  ·  29 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 47.1%
Technology 30.5%
Consumer Cyclical 8.7%
Consumer Defensive 5.5%
Industrials 3.4%
Communication Services 1.3%
Energy 1.3%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.1%