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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $434M AUM 1,293 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 60 New 868 Added 213 Reduced 68 Exited
Page 2 of 44  ·  868 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 DFGR DIMENSIONAL GLOBAL REAL ESTATE ETF 41,878.0 $1.2M 0.28% +2K +5.8% $28.97 +1.9%
22 AAPL APPLE INC COM Technology 3,893.0 $1.1M 0.26% +660.0 +20.4% $289.35 +8.3%
23 GOOGL ALPHABET INC CAP STK CL A Communication Services 2,033.0 $727K 0.17% +194.0 +10.6% $357.37 -4.3%
24 MSFT MICROSOFT CORP COM Technology 1,793.0 $669K 0.15% +503.0 +39.0% $373.02 +33.1%
25 CAT CATERPILLAR INC COM Industrials 567.0 $604K 0.14% +518.0 +1057.1% $1064.90 -22.8%
26 AMZN AMAZON COM INC COM Consumer Cyclical 2,431.0 $579K 0.13% +316.0 +14.9% $238.34 +9.2%
27 JPM JPMORGAN CHASE & CO COM Financial Services 1,629.0 $533K 0.12% +665.0 +69.0% $327.41 +8.9%
28 TSLA TESLA INC COM Consumer Cyclical 1,169.0 $492K 0.11% +56.0 +5.0% $420.60 -17.8%
29 LRCX LAM RESEARCH CORP COM NEW Technology 998.0 $432K 0.10% +69.0 +7.4% $433.33 -27.8%
30 AVGO BROADCOM INC COM Technology 1,089.0 $411K 0.10% +221.0 +25.5% $377.75 -5.9%
31 META META PLATFORMS INC CL A Communication Services 576.0 $325K 0.07% +53.0 +10.1% $563.55 +2.2%
32 ABBV ABBVIE INC COM Healthcare 1,237.0 $311K 0.07% +546.0 +79.0% $251.64 +4.5%
33 LLY ELI LILLY & CO COM Healthcare 228.0 $273K 0.06% +3.0 +1.3% $1199.43 -0.8%
34 AMP AMERIPRISE FINL INC COM Financial Services 571.0 $262K 0.06% +553.0 +3072.2% $458.76 +22.1%
35 C CITIGROUP INC COM NEW Financial Services 1,724.0 $241K 0.06% +2K +944.9% $139.96 -4.6%
36 GEV GE VERNOVA INC COM Utilities 195.0 $229K 0.05% +131.0 +204.7% $1174.86 -18.9%
37 GE GE AEROSPACE COM NEW Industrials 594.0 $222K 0.05% +524.0 +748.6% $373.73 -5.2%
38 V VISA INC COM CL A Financial Services 608.0 $209K 0.05% +41.0 +7.2% $343.09 +11.9%
39 APH AMPHENOL CORP CL A Technology 1,168.0 $206K 0.05% +1K +889.8% $176.32 -8.5%
40 GOOG ALPHABET INC CAP STK CL C 562.0 $199K 0.05% +156.0 +38.4% $353.33
Page 2 of 44  ·  868 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.0%
Financial Services 21.2%
Industrials 11.4%
Consumer Cyclical 9.3%
Healthcare 7.3%
Communication Services 6.8%
Utilities 4.3%
Energy 3.9%
Consumer Defensive 3.7%
Basic Materials 1.5%