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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $434M AUM 1,293 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 60 New 868 Added 213 Reduced 68 Exited
Page 3 of 65  ·  1,293 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 AAPL APPLE INC COM Technology 3,893.0 $1.1M 0.26% +660.0 +20.4% $289.35 +8.3%
42 SYSB ISHARES SYSTEMATIC BOND ETF 10,308.0 $914K 0.21% $88.72 -1.2%
43 GOOGL ALPHABET INC CAP STK CL A Communication Services 2,033.0 $727K 0.17% +194.0 +10.6% $357.37 -4.3%
44 MSFT MICROSOFT CORP COM Technology 1,793.0 $669K 0.15% +503.0 +39.0% $373.02 +33.1%
45 IETC ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF 5,855.0 $629K 0.14% $107.36 +0.5%
46 CAT CATERPILLAR INC COM Industrials 567.0 $604K 0.14% +518.0 +1057.1% $1064.90 -22.8%
47 AMZN AMAZON COM INC COM Consumer Cyclical 2,431.0 $579K 0.13% +316.0 +14.9% $238.34 +9.2%
48 JPM JPMORGAN CHASE & CO COM Financial Services 1,629.0 $533K 0.12% +665.0 +69.0% $327.41 +8.9%
49 TSLA TESLA INC COM Consumer Cyclical 1,169.0 $492K 0.11% +56.0 +5.0% $420.60 -17.8%
50 STIP ISHARES 0-5 YEAR TIPS BOND ETF 4,527.0 $462K 0.11% NEW $102.16 -1.2%
51 LRCX LAM RESEARCH CORP COM NEW Technology 998.0 $432K 0.10% +69.0 +7.4% $433.33 -27.8%
52 AVGO BROADCOM INC COM Technology 1,089.0 $411K 0.10% +221.0 +25.5% $377.75 -5.9%
53 AOM ISHARES CORE 40/60 MODERATE ALLOCATION ETF 8,152.0 $407K 0.09% $49.89 -0.0%
54 META META PLATFORMS INC CL A Communication Services 576.0 $325K 0.07% +53.0 +10.1% $563.55 +2.2%
55 ABBV ABBVIE INC COM Healthcare 1,237.0 $311K 0.07% +546.0 +79.0% $251.64 +4.5%
56 AOA ISHARES CORE 80/20 AGGRESSIVE ALLOCATION ETF 2,938.0 $287K 0.07% $97.60 +1.6%
57 LLY ELI LILLY & CO COM Healthcare 228.0 $273K 0.06% +3.0 +1.3% $1199.43 -0.8%
58 VIG VANGUARD DIVIDEND APPRECIATION ETF 1,151.0 $272K 0.06% $236.62 +3.2%
59 CSCO CISCO SYS INC COM Technology 2,291.0 $269K 0.06% -204.0 -8.2% $117.47 -4.4%
60 SPY STATE STREET SPDR S&P 500 ETF Financial Services 357.0 $267K 0.06% $747.71 +2.5%
Page 3 of 65  ·  1,293 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.0%
Financial Services 21.2%
Industrials 11.4%
Consumer Cyclical 9.3%
Healthcare 7.3%
Communication Services 6.8%
Utilities 4.3%
Energy 3.9%
Consumer Defensive 3.7%
Basic Materials 1.5%