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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $434M AUM 1,293 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 60 New 868 Added 213 Reduced 68 Exited
Page 32 of 65  ·  1,293 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 EXP EAGLE MATLS INC COM Basic Materials 10.0 $2K 0.00% +5.0 +100.0% $225.00 -12.2%
622 ELAN ELANCO ANIMAL HEALTH INC COM Healthcare 91.0 $2K 0.00% -6.0 -6.2% $24.62 -2.1%
623 HII HUNTINGTON INGALLS INDS INC COM Industrials 8.0 $2K 0.00% -2.0 -20.0% $279.88 +5.1%
624 ALGN ALIGN TECHNOLOGY INC COM Healthcare 13.0 $2K 0.00% +6.0 +85.7% $168.69 -6.6%
625 ROL ROLLINS INC COM Consumer Cyclical 52.0 $2K 0.00% +8.0 +18.2% $41.73 -12.8%
626 AM ANTERO MIDSTREAM CORP COM Energy 95.0 $2K +20.0 +26.7% $22.75 -2.0%
627 OSK OSHKOSH CORP COM Industrials 14.0 $2K +2.0 +16.7% $153.50 +0.3%
628 IRM IRON MTN INC DEL COM Real Estate 17.0 $2K NEW $126.29 -7.0%
629 PNW PINNACLE WEST CAP CORP COM Utilities 20.0 $2K -2.0 -9.1% $107.00 -8.8%
630 SOFI SOFI TECHNOLOGIES INC COM Financial Services 119.0 $2K +35.0 +41.7% $17.93 +0.7%
631 EL LAUDER ESTEE COS INC CL A Consumer Defensive 27.0 $2K +7.0 +35.0% $78.96 +30.9%
632 SCI SERVICE CORP INTL COM Consumer Cyclical 28.0 $2K +3.0 +12.0% $75.96 +9.7%
633 RMBS RAMBUS INC DEL COM Technology 16.0 $2K +4.0 +33.3% $132.75 -35.4%
634 ROIV ROIVANT SCIENCES LTD SHS Healthcare 60.0 $2K +13.0 +27.7% $35.38 -1.9%
635 PINNACLE FINL PARTNERS INC COM 21.0 $2K +5.0 +31.2% $100.86
636 ARES ARES MANAGEMENT CORPORATION CL A COM STK Financial Services 19.0 $2K +9.0 +90.0% $111.32 +28.0%
637 TRU TRANSUNION COM Industrials 29.0 $2K +1.0 +3.6% $72.14 +18.8%
638 WTFC WINTRUST FINL CORP COM Financial Services 13.0 $2K +2.0 +18.2% $160.69 -4.8%
639 ICLR ICON PUB LTD CO SHS Healthcare 12.0 $2K NEW $173.75 -2.1%
640 WSO WATSCO INC COM Industrials 5.0 $2K +3.0 +150.0% $416.80 -25.4%
Page 32 of 65  ·  1,293 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.0%
Financial Services 21.2%
Industrials 11.4%
Consumer Cyclical 9.3%
Healthcare 7.3%
Communication Services 6.8%
Utilities 4.3%
Energy 3.9%
Consumer Defensive 3.7%
Basic Materials 1.5%