Portfolio (Quarterly) Guide ↗

Smallwood Wealth Investment Management, LLC

· CIK 0001921304

13F Portfolio $229M AUM 529 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds

Q2 2026 Q4 2025 · All 59 New 68 Added 102 Reduced 42 Exited

Page 1 of 3 · 59 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
1	DBEF	DBX ETF TR	—	202,503.0	$11.1M	4.83%	NEW	—	$54.63	+2.5%
2	KLAC	KLA CORP	Technology	3,000.0	$905K	0.40%	NEW	—	$301.71	-38.5%
3	BUFR	FIRST TR EXCHNG TRADED FD VI	—	14,943.0	$546K	0.24%	NEW	—	$36.53	+2.7%
4	IJAN	INNOVATOR ETFS TRUST	—	11,889.0	$453K	0.20%	NEW	—	$38.08	+3.0%
5	FTGC	FIRST TR EXCHANGE TRAD FD VI	—	11,992.0	$324K	0.14%	NEW	—	$27.05	+14.5%
6	MRSK	NORTHERN LIGHTS FD TR	—	6,757.0	$261K	0.11%	NEW	—	$38.61	+2.7%
7	DFAC	DIMENSIONAL ETF TRUST	—	5,727.0	$254K	0.11%	NEW	—	$44.36	+3.1%
8	TFC	TRUIST FINL CORP	Financial Services	4,646.0	$231K	0.10%	NEW	—	$49.82	+3.7%
9	EJUL	INNOVATOR ETFS TRUST	—	6,029.0	$188K	0.08%	NEW	—	$31.24	+2.0%
10	IGLD	FIRST TR EXCHANGE-TRADED FD	—	5,494.0	$116K	0.05%	NEW	—	$21.06	+1.9%
11	FBND	FIDELITY MERRIMACK STR TR	—	2,112.0	$96K	0.04%	NEW	—	$45.49	-1.7%
12	DFSD	DIMENSIONAL ETF TRUST	—	2,000.0	$96K	0.04%	NEW	—	$47.75	-1.2%
13	VONG	VANGUARD SCOTTSDALE FDS	—	689.0	$88K	0.04%	NEW	—	$127.81	-0.6%
14	NMZ	NUVEEN MUN HIGH INCOME OPPOR	Financial Services	6,486.0	$69K	0.03%	NEW	—	$10.57	-6.7%
15	—	SPACE EXPLORATION TECHN CORP	—	361.0	$62K	0.03%	NEW	—	$170.86	—
16	—	FS SPECIALTY LENDING FD	—	5,496.0	$61K	0.03%	NEW	—	$11.15	—
17	ALAB	ASTERA LABS INC	Technology	125.0	$60K	0.03%	NEW	—	$483.02	-35.7%
18	MDB	MONGODB INC	Technology	100.0	$34K	0.01%	NEW	—	$335.90	+9.8%
19	GLDB	ETF OPPORTUNITIES TRUST	—	1,731.0	$33K	0.01%	NEW	—	$18.90	+22.1%
20	SNDK	SANDISK CORP	Technology	13.0	$30K	0.01%	NEW	—	$2273.69	-23.5%

Page 1 of 3 · 59 positions

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 39.3%

Financial Services 21.0%

Consumer Defensive 10.0%

Healthcare 7.8%

Industrials 4.5%

Energy 4.3%

Communication Services 4.0%

Consumer Cyclical 3.6%

Utilities 2.9%

Basic Materials 1.5%