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Portfolio (Quarterly) Guide ↗

Rakuten Securities, Inc.

· CIK 0002009539
13F Portfolio $430M AUM 914 positions Filed Aug 12, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 121 New 327 Added 356 Reduced 86 Exited
Page 34 of 46  ·  914 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
661 NBIX NEUROCRINE BIOSCIENCES INC Healthcare 11.0 $2K -2.0 -15.4% $168.55 -7.1%
662 AWK AMERICAN WTR WKS CO INC NEW Utilities 14.0 $2K $131.57 +4.5%
663 OEF ISHARES TR 5.0 $2K $365.80 +3.2%
664 VBK VANGUARD INDEX FDS 5.0 $2K -1.0 -16.7% $365.80 -2.6%
665 LFUS LITTELFUSE INC Technology 4.0 $2K NEW $455.25 -8.0%
666 CSL CARLISLE COS INC Industrials 5.0 $2K $362.80 +0.8%
667 ZIM ZIM INTEGRATED SHIPPING SERV Industrials 69.0 $2K -89.0 -56.3% $26.00 +6.3%
668 AAON AAON INC Industrials 14.0 $2K +7.0 +100.0% $126.86 -37.1%
669 IBKR INTERACTIVE BROKERS GROUP IN Financial Services 20.0 $2K -13.0 -39.4% $87.05 +11.5%
670 WAL WESTERN ALLIANCE BANCORP Financial Services 21.0 $2K -280.0 -93.0% $82.19 -3.2%
671 INGERSOLL RAND INC 21.0 $2K $82.00
672 CLF CLEVELAND-CLIFFS INC NEW Basic Materials 182.0 $2K -1K -87.7% $9.39 +22.9%
673 FOUR SHIFT4 PMTS INC Technology 35.0 $2K -5.0 -12.5% $48.63 -4.9%
674 DXCM DEXCOM INC Healthcare 25.0 $2K +14.0 +127.3% $67.36 +32.1%
675 LH LABCORP HOLDINGS INC Healthcare 6.0 $2K $280.00 +19.9%
676 SYY SYSCO CORP Consumer Defensive 20.0 $2K +10.0 +100.0% $83.60 -0.4%
677 SPYG SPDR SERIES TRUST 14.0 $2K -228.0 -94.2% $119.00 +0.8%
678 BCS BARCLAYS PLC Financial Services 62.0 $2K $26.85 +1.0%
679 IEMG ISHARES INC 20.0 $2K NEW $82.85 -1.2%
680 EFX EQUIFAX INC Industrials 10.0 $2K $158.70 +20.1%
Page 34 of 46  ·  914 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 75.8%
Financial Services 7.3%
Consumer Cyclical 5.1%
Communication Services 4.1%
Industrials 2.6%
Healthcare 2.0%
Utilities 1.1%
Basic Materials 1.0%
Consumer Defensive 0.6%
Energy 0.3%