Portfolio (Quarterly) Guide ↗

Garton & Associates Financial Advisors LLC

· CIK 0002109857

13F Portfolio $122M AUM 149 positions Filed May 11, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 9 New 29 Added 62 Reduced 1077 Exited

Page 51 of 54 · 1,077 positions

#	Ticker	Company	Sector	Shares	Value ↓	% Port	Status
1001	—	FEDERAL NTNL MORT 5535MBSCMO DUE 0925350579B	—	6,000	$1K	0.00%	SOLD
1002	SMR	NUSCALE PWR CORP CLASS A	Utilities	100	$1K	0.00%	SOLD
1003	GNSS	GENASYS INC	Technology	650	$1K	0.00%	SOLD
1004	SOFI	SOFI TECHNOLOGIES INC	Financial Services	50	$1K	0.00%	SOLD
1005	—	FHLMC 57535MBSCMO DUE 1015353047G	—	8,000	$1K	0.00%	SOLD
1006	—	VANGUARD BALANCED INDEX ADM	—	25	$1K	0.00%	SOLD
1007	GM	GENERAL MTRS CO	Consumer Cyclical	15	$1K	0.00%	SOLD
1008	BUD	ANHEUSER BUSCH INBEV S FSPONSORED ADR 1 ADR REPS 1 ORD SHS	Consumer Defensive	19	$1K	0.00%	SOLD
1009	QTUM	DEFIANCE QUANTUM ETF	—	11	$1K	0.00%	SOLD
1010	PETS	PETMED EXPRESS INC	Healthcare	376	$1K	0.00%	SOLD
1011	AUTL	AUTOLUS THERAPEUTICS P FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS	Healthcare	600	$1K	0.00%	SOLD
1012	—	FEDERAL NTNL MORT 5535MBSCMO DUE 0625350548B	—	3,000	$1K	0.00%	SOLD
1013	OKLO	OKLO INC CLASS A	Utilities	16	$1K	0.00%	SOLD
1014	DKNG	DRAFTKINGS INC NEW CLASS A	Consumer Cyclical	33	$1K	0.00%	SOLD
1015	COIN	COINBASE GLOBAL INC CLASS CLASS A	Financial Services	5	$1K	0.00%	SOLD
1016	CI	THE CIGNA GROUP	Healthcare	4	$1K	0.00%	SOLD
1017	LYB	LYONDELLBASELL INDUSTR FCLASS A	Basic Materials	25	$1K	0.00%	SOLD
1018	MVO	MV OIL TR ROYALTY TRUST	Energy	865	$1K	0.00%	SOLD
1019	—	INVESCO TECHNOLOGY Y	—	17	$1K	0.00%	SOLD
1020	XSHD	INVES S P SML CP HIGH DIV LW VLT ETF	—	80	$1K	0.00%	SOLD

Page 51 of 54 · 1,077 positions

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Sector Allocation

Technology 32.0%

Consumer Cyclical 17.1%

Financial Services 13.2%

Consumer Defensive 8.3%

Healthcare 7.3%

Utilities 7.1%

Energy 5.3%

Communication Services 5.2%

Industrials 3.4%

Real Estate 0.7%