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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 86 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1701 BMO BANK MONTREAL QUE Financial Services 616.0 $80K 0.00% NEW $130.25 +23.9%
1702 RPM RPM INTL INC Basic Materials 680.0 $80K 0.00% NEW $117.91 -10.1%
1703 JULH INNOVATOR ETFS TRUST 3,201.0 $80K 0.00% NEW $25.03 +0.0%
1704 WTRG ESSENTIAL UTILS INC Utilities 2,007.0 $80K 0.00% NEW $39.91 -8.2%
1705 UMBF UMB FINL CORP Financial Services 675.0 $80K 0.00% NEW $118.35 +10.5%
1706 EMN EASTMAN CHEM CO Basic Materials 1,267.0 $80K 0.00% NEW $63.05 +20.0%
1707 OC OWENS CORNING NEW Industrials 563.0 $80K 0.00% NEW $141.46 -10.9%
1708 LECO LINCOLN ELEC HLDGS INC Industrials 337.0 $79K 0.00% NEW $235.83 +10.2%
1709 NWE NORTHWESTERN ENERGY GROUP IN Utilities 1,344.0 $79K 0.00% NEW $58.61 +20.3%
1710 LYFT LYFT INC Technology 3,569.0 $79K 0.00% NEW $22.01 -35.8%
1711 NUMG NUSHARES ETF TR 1,613.0 $79K 0.00% NEW $48.68 -3.4%
1712 HLNE HAMILTON LANE INC Financial Services 582.0 $78K 0.00% NEW $134.79 -35.0%
1713 GSEW GOLDMAN SACHS ETF TR 921.0 $78K 0.00% NEW $85.04 +9.4%
1714 ISCB ISHARES TR 1,233.0 $78K 0.00% NEW $63.41 +14.4%
1715 IYE ISHARES TR 1,644.0 $78K 0.00% NEW $47.52 +26.0%
1716 INNOVATOR ETFS TRUST 2,881.0 $78K 0.00% NEW $27.08
1717 EMBJ EMBRAER S.A. Industrials 1,289.0 $78K 0.00% NEW $60.45 -3.5%
1718 INNOVATOR ETFS TRUST 2,956.0 $78K 0.00% NEW $26.26
1719 SAM BOSTON BEER INC Consumer Defensive 367.0 $78K 0.00% NEW $211.42 -14.5%
1720 USTB VICTORY PORTFOLIOS II 1,520.0 $77K 0.00% NEW $50.97 -0.6%
Page 86 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%