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Portfolio (Quarterly) Guide ↗

TOCQUEVILLE ASSET MANAGEMENT L.P.

· CIK 0000883961
13F Portfolio $6.7B AUM 547 positions Filed May 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 24 New 145 Added 249 Reduced 57 Exited
Page 7 of 8  ·  145 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 CF CF INDS HLDGS INC Basic Materials 3,822.0 $496K 0.01% +1K +44.4% $129.84 -6.3%
122 NTAP NETAPP INC Technology 4,800.0 $491K 0.01% +400.0 +9.1% $102.39 +21.1%
123 GM GENERAL MTRS CO Consumer Cyclical 6,376.0 $475K 0.01% +822.0 +14.8% $74.50 +3.6%
124 BFLY BUTTERFLY NETWORK INC Healthcare 114,500.0 $463K 0.01% +84K +281.7% $4.04 +10.9%
125 SCHF SCHWAB STRATEGIC TR 18,465.0 $457K 0.01% +2K +14.3% $24.75 +10.5%
126 SYF SYNCHRONY FINANCIAL Financial Services 6,394.0 $435K 0.01% +413.0 +6.9% $68.02 +5.9%
127 WMB WILLIAMS COS INC Energy 5,400.0 $393K 0.01% +200.0 +3.9% $72.78 +7.0%
128 PHAT PHATHOM PHARMACEUTICALS INC Healthcare 35,200.0 $391K 0.01% +500.0 +1.4% $11.11 +6.8%
129 KHC KRAFT HEINZ CO Consumer Defensive 17,230.0 $388K 0.01% +6K +49.2% $22.49 +4.7%
130 RPV INVESCO EXCHANGE TRADED FD T 3,543.0 $380K 0.01% +347.0 +10.9% $107.39 +3.9%
131 WES WESTERN MIDSTREAM PARTNERS L Energy 8,873.0 $365K 0.01% +670.0 +8.2% $41.17 +11.8%
132 APTIV PLC 5,204.0 $361K 0.01% +505.0 +10.8% $69.44
133 USMV ISHARES TR 3,854.0 $357K 0.01% +110.0 +2.9% $92.74 +3.6%
134 DAL DELTA AIR LINES INC DEL Industrials 5,297.0 $352K 0.01% +1K +35.7% $66.48 +13.8%
135 HPQ HP INC Technology 18,183.0 $349K 0.01% +6K +55.6% $19.21 +14.0%
136 AMP AMERIPRISE FINL INC Financial Services 753.0 $334K 0.01% +6.0 +0.8% $444.21 +1.4%
137 AMD ADVANCED MICRO DEVICES INC Technology 1,629.0 $331K 0.01% +578.0 +55.0% $203.43 +121.0%
138 CFG CITIZENS FINL GROUP INC Financial Services 5,281.0 $317K 0.01% +64.0 +1.2% $59.97 +4.7%
139 CPB THE CAMPBELLS COMPANY Consumer Defensive 12,500.0 $278K 0.00% +2K +25.0% $22.27 -10.0%
140 TPR TAPESTRY INC Consumer Cyclical 1,935.0 $273K 0.00% +362.0 +23.0% $141.11 -3.8%
Page 7 of 8  ·  145 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 20.6%
Industrials 14.4%
Financial Services 12.9%
Healthcare 11.5%
Consumer Cyclical 11.3%
Communication Services 8.3%
Basic Materials 7.0%
Energy 5.9%
Consumer Defensive 4.5%
Utilities 2.5%