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Portfolio (Quarterly) Guide ↗

MIRAE ASSET SECURITIES (USA) INC.

· CIK 0000890203
13F Portfolio $2.7B AUM 153 positions Filed Apr 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 75 New 30 Added 28 Reduced 106 Exited
Page 1 of 2  ·  28 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 IWM ISHARES TR 1,015,994.0 $252.0M 9.25% -71K -6.5% $248.00 +17.1%
2 MDY STATE STR SPDR S&P MIDCAP 40 Financial Services 83,318.0 $51.4M 1.89% -28K -25.0% $616.76 +10.4%
3 TSM PUT TAIWAN SEMICONDUCTOR MANUFAC Technology 150,000.0 $50.7M 1.86% -51K -25.3% $337.95 +22.0%
4 MSFT PUT MICROSOFT CORP Technology 75,000.0 $27.8M 1.02% -151K -66.8% $370.17 +12.4%
5 PLTR PUT PALANTIR TECHNOLOGIES INC Technology 125,000.0 $18.3M 0.67% -76K -37.8% $146.28 -6.6%
6 CAT PUT CATERPILLAR INC Industrials 25,000.0 $17.7M 0.65% -156.0 -0.6% $708.46 +28.2%
7 MU MICRON TECHNOLOGY INC Technology 50,276.0 $17.0M 0.62% -25K -33.4% $337.84 +165.2%
8 NVDA NVIDIA CORPORATION Technology 85,185.0 $14.9M 0.55% -90K -51.4% $174.40 +23.2%
9 NVDA PUT NVIDIA CORPORATION Technology 85,000.0 $14.8M 0.54% -441K -83.8% $174.40 +23.2%
10 GOOGL ALPHABET INC Communication Services 50,149.0 $14.4M 0.53% -151K -75.1% $287.56 +35.2%
11 GOOGL PUT ALPHABET INC Communication Services 50,000.0 $14.4M 0.53% -755K -93.8% $287.56 +35.2%
12 GOOG ALPHABET INC Communication Services 50,110.0 $14.4M 0.53% -25K -33.4% $286.86 +34.2%
13 GOOG PUT ALPHABET INC Communication Services 50,000.0 $14.3M 0.53% -100K -66.8% $286.86 +34.2%
14 AMD ADVANCED MICRO DEVICES INC Technology 50,029.0 $10.2M 0.37% -81K -61.8% $203.43 +147.7%
15 AMD PUT ADVANCED MICRO DEVICES INC Technology 50,000.0 $10.2M 0.37% -343K -87.3% $203.43 +147.7%
16 BABA ALIBABA GROUP HLDG LTD Consumer Cyclical 75,398.0 $9.5M 0.35% -100K -57.0% $125.46 +3.2%
17 BABA PUT ALIBABA GROUP HLDG LTD Consumer Cyclical 75,000.0 $9.4M 0.35% -100K -57.2% $125.46 +3.2%
18 TSLA TESLA INC Consumer Cyclical 25,250.0 $9.4M 0.34% -26K -50.3% $371.75 +16.6%
19 TSLA PUT TESLA INC Consumer Cyclical 25,000.0 $9.3M 0.34% -77K -75.4% $371.75 +16.6%
20 GE GE AEROSPACE Industrials 22,048.0 $6.3M 0.23% -28K -56.2% $283.77 +10.8%
Page 1 of 2  ·  28 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 60.6%
Technology 20.3%
Consumer Cyclical 6.8%
Communication Services 4.0%
Industrials 3.9%
Consumer Defensive 2.4%
Energy 1.3%
Basic Materials 0.6%
Healthcare 0.1%
Real Estate 0.0%