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Portfolio (Quarterly) Guide ↗

D. E. Shaw & Co., Inc.

· CIK 0001009207
13F Portfolio $210.2B AUM 6,298 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 928 New 1723 Added 1597 Reduced 565 Exited
Page 58 of 80  ·  1,597 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1141 NMFC NEW MTN FIN CORP Financial Services 247,180.0 $1.8M 0.00% -100K -28.9% $7.17 +5.9%
1142 GNL GLOBAL NET LEASE INC Real Estate 197,578.0 $1.8M 0.00% -194K -49.6% $8.94 +0.8%
1143 ULTA ULTA BEAUTY INC Consumer Cyclical 3,906.0 $1.8M 0.00% -142K -97.3% $450.98 +17.0%
1144 QCRH QCR HLDGS INC Financial Services 18,073.0 $1.8M 0.00% -1K -6.3% $97.35 +3.9%
1145 LIBERTY CAP CORP 80,216.0 $1.8M 0.00% -11K -12.4% $21.90
1146 HCI CALL HCI GROUP INC Financial Services 10,000.0 $1.8M 0.00% -10K -50.2% $175.25 +4.5%
1147 CRCL CIRCLE INTERNET GROUP INC Financial Services 27,976.0 $1.8M 0.00% -2.7M -99.0% $62.63 +25.5%
1148 DIVERSIFIED ENERGY CO 126,277.0 $1.8M 0.00% -163K -56.4% $13.86
1149 MRNA MODERNA INC Healthcare 24,951.0 $1.7M 0.00% -642K -96.3% $70.03 +149.0%
1150 STCE SCHWAB STRATEGIC TR 24,893.0 $1.7M 0.00% -261.0 -1.0% $69.95 -12.1%
1151 NTCT NETSCOUT SYS INC Technology 39,975.0 $1.7M 0.00% -64K -61.7% $43.55 -11.9%
1152 CALL ANGLOGOLD ASHANTI PLC 21,500.0 $1.7M 0.00% -13K -37.5% $80.89
1153 ALK PUT ALASKA AIR GROUP INC Industrials 33,300.0 $1.7M 0.00% -51K -60.5% $52.20 -21.0%
1154 ASB ASSOCIATED BANC-CORP Financial Services 56,404.0 $1.7M 0.00% -3K -4.8% $30.77 +0.1%
1155 ENOV ENOVIS CORPORATION Industrials 83,796.0 $1.7M 0.00% -18K -17.9% $20.70 +28.0%
1156 WOOF PETCO HEALTH & WELLNESS CO I Consumer Cyclical 636,236.0 $1.7M 0.00% -60K -8.6% $2.72 +8.5%
1157 PINE ALPINE INCOME PPTY TR INC Real Estate 83,282.0 $1.7M 0.00% -3K -3.9% $20.76 -4.6%
1158 COMP COMPASS INC Technology 139,805.0 $1.7M 0.00% -263K -65.3% $12.33 +3.8%
1159 SMBK SMARTFINANCIAL INC Financial Services 36,712.0 $1.7M 0.00% -6K -13.7% $46.92 +7.9%
1160 CRAI CRA INTL INC Industrials 12,027.0 $1.7M 0.00% -1K -10.7% $142.30 +21.8%
Page 58 of 80  ·  1,597 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.3%
Healthcare 11.5%
Consumer Cyclical 11.3%
Industrials 10.3%
Communication Services 7.7%
Energy 4.2%
Basic Materials 3.7%
Consumer Defensive 3.2%
Real Estate 1.7%