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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 69 of 76  ·  1,519 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1361 NCA NUVEEN CALIFORNIA MUNI VLU Financial Services 29,347.0 $263K 0.00% +2K +6.0% $8.95 +5.5%
1362 UBSI UNITED BANKSHARES INC WEST Financial Services 6,782.0 $260K 0.00% $38.40 +8.8%
1363 GEM GOLDMAN SACHS ETF TR 6,243.0 $260K 0.00% -970.0 -13.4% $41.62 +18.2%
1364 PJT PJT PARTNERS INC Financial Services 1,552.0 $259K 0.00% -200.0 -11.4% $167.20 -6.4%
1365 ERII ENERGY RECOVERY INC Industrials 19,213.0 $259K 0.00% -410.0 -2.1% $13.49 -37.7%
1366 GFF GRIFFON CORP Industrials 3,517.0 $259K 0.00% -679.0 -16.2% $73.65 +11.1%
1367 VGK VANGUARD INTL EQUITY INDEX 3,090.0 $258K 0.00% +216.0 +7.5% $83.62 +4.2%
1368 FNDX SCHWAB STRATEGIC TR 9,442.0 $257K 0.00% +567.0 +6.4% $27.21 +11.7%
1369 ALLE ALLEGION PLC Industrials 1,612.0 $257K 0.00% +63.0 +4.1% $159.22 -21.1%
1370 FIX COMFORT SYS USA INC Industrials 275.0 $257K 0.00% +26.0 +10.4% $933.29 +113.5%
1371 TMFC RBB FD INC 3,550.0 $255K 0.00% $71.77 +7.7%
1372 LYB LYONDELLBASELL INDUSTRIES N Basic Materials 5,878.0 $255K 0.00% -560.0 -8.7% $43.30 +73.3%
1373 MFS ACTIVE EXCHANGE TRADED 8,958.0 $254K 0.00% NEW $28.30
1374 LEIDOS HOLDINGS INC 1,405.0 $253K 0.00% +12.0 +0.9% $180.40
1375 RGTI RIGETTI COMPUTING INC Technology 11,432.0 $253K 0.00% -2K -17.3% $22.15 -19.4%
1376 LCII LCI INDS Consumer Cyclical 2,086.0 $253K 0.00% NEW $121.34 -8.5%
1377 SILJ AMPLIFY ETF TR 9,145.0 $253K 0.00% -275.0 -2.9% $27.67 +6.9%
1378 VWOB VANGUARD WHITEHALL FDS 3,749.0 $253K 0.00% $67.43 -2.1%
1379 WBD WARNER BROS DISCOVERY INC Communication Services 8,768.0 $253K 0.00% NEW $28.82 -6.4%
1380 ONTO ONTO INNOVATION INC Technology 1,590.0 $251K 0.00% $157.86 +72.2%
Page 69 of 76  ·  1,519 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%