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Portfolio (Quarterly) Guide ↗

Advisors Asset Management, Inc.

· CIK 0001297376
13F Portfolio $6.6B AUM 1,408 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2019 · All 1407 New 1 Added 3 Exited
Page 37 of 71  ·  1,408 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
721 SPE SPECIAL OPPORTUNITIES FD INC Financial Services 106,335.0 $1.4M 0.02% NEW $13.47 -0.7%
722 ENIC ENEL CHILE SA Utilities 318,021.0 $1.4M 0.02% NEW $4.50 -1.9%
723 HMY HARMONY GOLD MNG LTD Basic Materials 93,573.0 $1.4M 0.02% NEW $15.21 +43.4%
724 PNW PINNACLE WEST CAP CORP Utilities 13,185.0 $1.4M 0.02% NEW $107.00 -7.1%
725 DAN DANA INC Consumer Cyclical 51,803.0 $1.4M 0.02% NEW $27.21 +12.5%
726 ARM ARM HOLDINGS PLC Technology 3,974.0 $1.4M 0.02% NEW $354.57 -30.4%
727 PNNT PENNANTPARK INVT CORP Financial Services 405,260.0 $1.4M 0.02% NEW $3.47 +6.2%
728 CDW CDW CORP Technology 9,952.0 $1.4M 0.02% NEW $140.64 -2.6%
729 NATWEST GROUP PLC 78,222.0 $1.4M 0.02% NEW $17.63
730 FMS FRESENIUS MEDICAL CARE AG Healthcare 60,931.0 $1.4M 0.02% NEW $22.61 +4.0%
731 SPOT SPOTIFY TECHNOLOGY S A Communication Services 2,989.0 $1.4M 0.02% NEW $459.13 +16.5%
732 RCL ROYAL CARIBBEAN GROUP Consumer Cyclical 4,302.0 $1.4M 0.02% NEW $317.53 -10.1%
733 RYN RAYONIER INC Real Estate 63,764.0 $1.4M 0.02% NEW $21.28 +1.1%
734 UWMC UWM HOLDINGS CORPORATION Financial Services 589,425.0 $1.3M 0.02% NEW $2.29 -37.3%
735 HDB HDFC BANK LTD Financial Services 51,818.0 $1.3M 0.02% NEW $25.83 -9.6%
736 TSN TYSON FOODS INC Consumer Defensive 23,269.0 $1.3M 0.02% NEW $57.25 +2.3%
737 DK DELEK US HLDGS INC NEW Energy 26,182.0 $1.3M 0.02% NEW $50.81 +25.1%
738 BKNG BOOKING HOLDINGS INC Consumer Cyclical 7,390.0 $1.3M 0.02% NEW $178.24 +18.0%
739 AER AERCAP HOLDINGS NV Industrials 9,016.0 $1.3M 0.02% NEW $145.78 +1.2%
740 GLV CLOUGH GLOBAL DIVID & INCOME Financial Services 197,864.0 $1.3M 0.02% NEW $6.64 -7.1%
Page 37 of 71  ·  1,408 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 22.1%
Technology 21.0%
Industrials 15.4%
Communication Services 7.7%
Healthcare 7.4%
Consumer Cyclical 6.5%
Consumer Defensive 5.2%
Energy 5.1%
Utilities 3.7%
Basic Materials 3.4%