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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 16 of 29  ·  564 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 ARKK ARK ETF TR 14,072.0 $1.1M 0.03% +814.0 +6.1% $76.92 -3.1%
302 CGDG CAPITAL GROUP DIVIDEND GROWE 30,210.0 $1.1M 0.03% +658.0 +2.2% $35.64 +4.8%
303 BLK BLACKROCK INC Financial Services 1,003.0 $1.1M 0.03% +29.0 +3.0% $1070.48 +1.1%
304 ESS ESSEX PPTY TR INC Real Estate 4,076.0 $1.1M 0.03% +176.0 +4.5% $261.67 +2.1%
305 IBB ISHARES TR 6,265.0 $1.1M 0.03% +1K +28.4% $168.76 -2.8%
306 QTUM ETF SER SOLUTIONS 9,454.0 $1.0M 0.03% +3K +37.9% $109.66 +29.5%
307 AIQ GLOBAL X FDS 20,223.0 $1.0M 0.03% +8K +71.0% $51.08 +18.9%
308 IWD ISHARES TR 4,903.0 $1.0M 0.03% +891.0 +22.2% $210.35 +10.6%
309 NVDL GRANITESHARES ETF TR 11,645.0 $1.0M 0.03% +545.0 +4.9% $88.01 +29.9%
310 FICS FIRST TR EXCHANGE TRADED FD 25,060.0 $1.0M 0.03% +5K +22.5% $40.11 +1.1%
311 FLRN SPDR SERIES TRUST 32,487.0 $998K 0.03% +9K +35.6% $30.73 +0.2%
312 XHB SPDR SERIES TRUST 9,592.0 $988K 0.03% +797.0 +9.1% $102.96 -6.4%
313 UEVM VICTORY PORTFOLIOS II 17,782.0 $986K 0.03% +638.0 +3.7% $55.44 +6.8%
314 DD DUPONT DE NEMOURS INC Basic Materials 24,372.0 $983K 0.03% +8K +47.7% $40.35 +22.2%
315 PTLC PACER FDS TR 17,577.0 $977K 0.03% +520.0 +3.0% $55.58 +3.4%
316 CWB SPDR SERIES TRUST 10,912.0 $973K 0.03% +312.0 +2.9% $89.20 +15.3%
317 FIRST TR EXCHNG TRADED FD VI 40,911.0 $971K 0.03% +11K +38.8% $23.73
318 OPEN OPENDOOR TECHNOLOGIES INC Real Estate 166,300.0 $970K 0.03% +8K +5.1% $5.83 -24.9%
319 ASTRAZENECA PLC 10,520.0 $967K 0.03% +6K +128.6% $91.93
320 STX SEAGATE TECHNOLOGY HLDNGS PL Technology 3,455.0 $951K 0.03% +347.0 +11.2% $275.39 +188.9%
Page 16 of 29  ·  564 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%