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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 63 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1241 SPY PUT SPDR S&P 500 ETF TR Financial Services 23,900.0 $129K 0.00% NEW $5.38 +13635.9%
1242 BTG B2GOLD CORP Basic Materials 25,700.0 $127K 0.00% NEW $4.95 -1.0%
1243 GNL GLOBAL NET LEASE INC Real Estate 15,432.0 $125K 0.00% NEW $8.13 +13.2%
1244 EFT EATON VANCE FLTING RATE INC Financial Services 10,006.0 $118K 0.00% NEW $11.77 -7.6%
1245 F CALL FORD MTR CO Consumer Cyclical 41,000.0 $115K 0.00% NEW $2.80 +417.1%
1246 PSEC PROSPECT CAP CORP Financial Services 39,033.0 $107K 0.00% NEW $2.75 -20.7%
1247 XRX XEROX HOLDINGS CORP Technology 28,366.0 $107K 0.00% NEW $3.76 -35.4%
1248 LUNR INTUITIVE MACHINES INC Industrials 10,061.0 $106K 0.00% NEW $10.52 +247.2%
1249 BBAI BIGBEAR AI HLDGS INC Technology 16,100.0 $105K 0.00% NEW $6.52 -37.4%
1250 IGR CBRE GBL REAL ESTATE INC FD Financial Services 19,962.0 $103K 0.00% NEW $5.14 -10.5%
1251 RDW REDWIRE CORPORATION Industrials 11,364.0 $102K 0.00% NEW $8.99 +55.6%
1252 SWBI SMITH & WESSON BRANDS INC Industrials 10,257.0 $102K 0.00% NEW $9.92 +52.8%
1253 NIM NUVEEN SELECT MAT MUN FD Financial Services 10,474.0 $97K 0.00% NEW $9.26 -1.0%
1254 NAT NORDIC AMERICAN TANKERS LIMI Industrials 30,774.0 $97K 0.00% NEW $3.14 +75.5%
1255 SCWO 374WATER INC Industrials 335,893.0 $96K 0.00% NEW $0.29 +687.7%
1256 MPT MEDICAL PPTYS TRUST INC Financial Services 18,752.0 $95K 0.00% NEW $5.07 +2.2%
1257 PFLT PENNANTPARK FLOATING RATE CA Financial Services 10,495.0 $93K 0.00% NEW $8.89 -2.5%
1258 UAMY UNITED STATES ANTIMONY CORP Basic Materials 14,960.0 $93K 0.00% NEW $6.20 +54.4%
1259 CIK CREDIT SUISSE ASSET MGMT INC Financial Services 31,435.0 $92K 0.00% NEW $2.93 -14.7%
1260 TWI TITAN INTL INC ILL Industrials 12,069.0 $91K 0.00% NEW $7.56 +2.9%
Page 63 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%