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Portfolio (Quarterly) Guide ↗

Dakota Wealth Management

· CIK 0001631353
13F Portfolio $5.6B AUM 777 positions Filed Jan 13, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 183 New 303 Added 198 Reduced 52 Exited
Page 39 of 39  ·  777 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
761 MIN MFS INTER INCOME TR Financial Services 60,600.0 $158K 0.00% $2.61 -6.3%
762 F FORD MTR CO Consumer Cyclical 11,143.0 $146K 0.00% NEW $13.12 +2.1%
763 VIRTUS DIVIDEND INTEREST & P 11,119.0 $143K 0.00% -3K -23.9% $12.89
764 SILVER PEGASUS ACQUISITION C 12,000.0 $121K 0.00% NEW $10.06
765 NUV NUVEEN MUN VALUE FD INC Financial Services 12,966.0 $117K 0.00% +3K +24.7% $9.06 +0.2%
766 INDIGO ACQUISITION CORP 11,350.0 $114K 0.00% NEW $10.03
767 BLACKROCK MUNIYIELD QUALITY 11,201.0 $113K 0.00% NEW $10.05
768 HYT BLACKROCK CORPOR HI YLD FD I Financial Services 12,493.0 $111K 0.00% $8.90 -4.8%
769 LAKE SUPERIOR ACQUISITION CO 11,000.0 $109K 0.00% NEW $9.92
770 ZTR VIRTUS TOTAL RETURN FD INC Financial Services 17,053.0 $107K 0.00% -11K -39.8% $6.30 +5.1%
771 ANVS ANNOVIS BIO INC Healthcare 26,200.0 $91K 0.00% NEW $3.46 -40.8%
772 NAK NORTHERN DYNASTY MINERALS LT Basic Materials 38,984.0 $77K 0.00% $1.97 +3.6%
773 ANIX ANIXA BIOSCIENCES INC Healthcare 15,000.0 $47K 0.00% $3.12 -11.5%
774 SLDP SOLID POWER INC Industrials 10,728.0 $46K 0.00% $4.25 -32.2%
775 LWLG LIGHTWAVE LOGIC INC Basic Materials 11,000.0 $36K 0.00% NEW $3.24 +321.3%
776 PENNYMAC CORP 25,000.0 $25K $1.01
777 GLDG GOLDMINING INC Basic Materials 10,000.0 $12K $1.25 -13.6%
Page 39 of 39  ·  777 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 48.2%
Financial Services 15.7%
Industrials 6.9%
Communication Services 6.9%
Healthcare 6.6%
Consumer Cyclical 6.5%
Consumer Defensive 3.3%
Energy 2.7%
Utilities 1.3%
Basic Materials 1.2%