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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 18 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 ON CALL ON SEMICONDUCTOR CORP Technology 162,000.0 $8.0M 0.06% NEW $49.31 +135.7%
342 SEI CALL SOLARIS ENERGY INFRAS INC Energy 199,300.0 $8.0M 0.06% NEW $39.97 +85.8%
343 ATEC CALL ALPHATEC HLDGS INC Healthcare 547,000.0 $8.0M 0.06% NEW $14.54 -43.1%
344 OXY PUT OCCIDENTAL PETE CORP Energy 168,000.0 $7.9M 0.06% NEW $47.25 +24.5%
345 CBRE CALL CBRE GROUP INC Real Estate 50,000.0 $7.9M 0.06% NEW $157.56 -16.8%
346 TFC CALL TRUIST FINL CORP Financial Services 172,300.0 $7.9M 0.06% NEW $45.72 +5.8%
347 UUUU PUT ENERGY FUELS INC Energy 512,600.0 $7.9M 0.06% NEW $15.35 +17.5%
348 COMP CALL COMPASS INC Technology 978,500.0 $7.9M 0.06% NEW $8.03 +4.6%
349 HRMY CALL HARMONY BIOSCIENCES HLDGS IN Healthcare 285,000.0 $7.9M 0.06% NEW $27.56 +9.4%
350 CRNX CALL CRINETICS PHARMACEUTICALS IN Healthcare 188,200.0 $7.8M 0.06% NEW $41.65 -11.6%
351 UNP UNION PAC CORP Industrials 33,000.0 $7.8M 0.06% NEW $236.37 +12.5%
352 BBIO PUT BRIDGEBIO PHARMA INC Healthcare 150,000.0 $7.8M 0.06% NEW $51.94 +33.1%
353 DXCM CALL DEXCOM INC Healthcare 115,000.0 $7.7M 0.06% NEW $67.29 +7.1%
354 SRRK CALL SCHOLAR ROCK HLDG CORP Healthcare 207,500.0 $7.7M 0.06% NEW $37.24 +29.2%
355 HE CALL HAWAIIAN ELEC INDUSTRIES Utilities 697,200.0 $7.7M 0.06% NEW $11.04 +23.8%
356 BKD PUT BROOKDALE SR LIVING INC Healthcare 900,000.0 $7.6M 0.06% NEW $8.47 +57.0%
357 PUT PRAXIS PRECISION MEDICINES I 143,500.0 $7.6M 0.06% NEW $53.00
358 BA PUT BOEING CO Industrials 35,000.0 $7.6M 0.06% NEW $215.83 +1.5%
359 ABT PUT ABBOTT LABS Healthcare 56,000.0 $7.5M 0.06% NEW $133.94 -34.7%
360 TPB TURNING PT BRANDS INC Consumer Defensive 75,587.0 $7.5M 0.06% NEW $98.86 -9.0%
Page 18 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%