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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 31 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
601 FFIN FIRST FINANCIAL BANKSHARES ORD Financial Services 200.0 $5K 0.00% $25.00 +28.8%
602 QQQ CALL INVSC QQQ TRUST SRS 1 ETF Financial Services 10.0 $5K 0.00% NEW $500.00 +42.9%
603 MUX CALL MCEWEN ORD Basic Materials 276.0 $5K 0.00% $18.12 +17.9%
604 NEE CALL NEXTERA ENERGY ORD (NYS) Utilities 60.0 $5K 0.00% NEW $83.33 +7.6%
605 NAN NUVEEN NEW YORK QLTY MNCPL INCM CF Financial Services 500.0 $5K 0.00% NEW $10.00 +12.5%
606 UMBF UMB FINANCIAL ORD Financial Services 50.0 $5K 0.00% $100.00 +30.2%
607 UBER CALL UBER TECHNOLOGIES INC Technology 70.0 $5K 0.00% +14.0 +25.0% $71.43 +4.4%
608 UNG CALL UNITED STATES NATURAL GAS ETV Financial Services 500.0 $5K 0.00% NEW $10.00 +14.9%
609 ALIS CALISA ACQUISITION ORD Financial Services 500.0 $5K 0.00% NEW $10.00 +0.7%
610 ABTS ABITS GROUP ORD Financial Services 3,470.0 $5K 0.00% -5K -56.8% $1.44 -40.9%
611 LIBERTY MEDIA FORMULA ONE SRS A ORD 70.0 $5K 0.00% -250.0 -78.1% $71.43
612 BLUE OWL CAPITAL ORD 500.0 $5K 0.00% -3K -86.1% $10.00
613 NIXXY ORD 5,000.0 $5K 0.00% $1.00
614 PUT SANDISK ORD 9.0 $5K 0.00% NEW $555.56
615 YELLOW CAKE ORD 700.0 $5K 0.00% $7.14
616 ZENVIA CL A ORD 8,000.0 $5K 0.00% $0.62
617 UAVS AGEAGLE AERIAL SYS ORD Technology 5,000.0 $4K 0.00% NEW $0.80 +18.7%
618 DMB BNY MELLON MNCPL BND INFRSTR NAV CF Financial Services 400.0 $4K 0.00% $10.00 +7.4%
619 BHF CALL BRIGHTHOUSE FINANCIAL ORD Financial Services 80.0 $4K 0.00% -35.0 -30.4% $50.00 +25.4%
620 CENTA CENTRAL GARDEN AND PET CL A ORD Consumer Defensive 143.0 $4K 0.00% +83.0 +138.3% $27.97 +23.6%
Page 31 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%