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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $434M AUM 1,293 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 60 New 868 Added 213 Reduced 68 Exited
Page 57 of 65  ·  1,293 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1121 SFM SPROUTS FMRS MKT INC COM Consumer Defensive 4.0 $338.0 $84.50 +0.2%
1122 LAZ LAZARD INC COM Financial Services 8.0 $336.0 +1.0 +14.3% $42.00 +2.2%
1123 BANF BANCFIRST CORP COM Financial Services 3.0 $333.0 +1.0 +50.0% $111.00 -0.6%
1124 BANR BANNER CORP COM NEW Financial Services 5.0 $332.0 +1.0 +25.0% $66.40 +5.2%
1125 AMR ALPHA METALLURGICAL RESOUR INC COM Energy 2.0 $330.0 +1.0 +100.0% $165.00 +33.8%
1126 XRAY DENTSPLY SIRONA INC COM Healthcare 31.0 $329.0 +3.0 +10.7% $10.61 +5.3%
1127 SMTC SEMTECH CORP COM Technology 2.0 $324.0 $162.00 -11.6%
1128 SMCI SUPER MICRO COMPUTER INC COM NEW Technology 11.0 $323.0 -10.0 -47.6% $29.36 +29.8%
1129 BRO BROWN & BROWN INC COM Financial Services 5.0 $321.0 -4.0 -44.4% $64.20 +12.2%
1130 KWR QUAKER HOUGHTON COM Basic Materials 2.0 $318.0 +1.0 +100.0% $159.00 +3.5%
1131 LIBERTY GLOBAL LTD COM CL A 28.0 $318.0 +4.0 +16.7% $11.36
1132 TSCO TRACTOR SUPPLY CO COM Consumer Cyclical 10.0 $316.0 -74.0 -88.1% $31.60 +10.0%
1133 DLB DOLBY LABORATORIES INC COM CL A Technology 6.0 $315.0 -7.0 -53.9% $52.50 +22.8%
1134 OPEN OPENDOOR TECHNOLOGIES INC COM Real Estate 68.0 $314.0 +66.0 +3300.0% $4.62 -26.2%
1135 AZZ AZZ INC COM Industrials 2.0 $310.0 +1.0 +100.0% $155.00 -9.8%
1136 JEPQ JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF 5.0 $307.0 $61.40 -2.0%
1137 TAK TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS Healthcare 19.0 $305.0 NEW $16.05 +12.4%
1138 PJT PJT PARTNERS INC COM CL A Financial Services 2.0 $302.0 -1.0 -33.3% $151.00 +17.8%
1139 VC VISTEON CORP COM NEW Consumer Cyclical 3.0 $298.0 -1.0 -25.0% $99.33 +3.5%
1140 RSI RUSH STREET INTERACTIVE INC COM Consumer Cyclical 10.0 $297.0 NEW $29.70 -11.7%
Page 57 of 65  ·  1,293 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.0%
Financial Services 21.2%
Industrials 11.4%
Consumer Cyclical 9.3%
Healthcare 7.3%
Communication Services 6.8%
Utilities 4.3%
Energy 3.9%
Consumer Defensive 3.7%
Basic Materials 1.5%